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Securities Regulation In A Nutshell


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Author by : Thomas Hazen
Languange Used : en
Release Date : 2016-08-22
Publisher by : West Academic

This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative s

Broker Dealer Regulation In A Nutshell


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Author by : Thomas Hazen
Languange Used : en
Release Date : 2017-04-28
Publisher by : West Academic

This title is designed to provide an introduction and overview of broker-dealer regulation in the securities markets. It covers broker-dealer front office and back office issues as well as market regu

Investment Adviser Regulation In A Nutshell


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Author by : Jeffrey Haas
Languange Used : en
Release Date : 2008-01-08
Publisher by : West Academic

Investment Adviser Regulation in a Nutshell is designed for persons interested in learning the fundamentals of regulation set forth primarily in the Investment Advisers Act of 1940 and the Securities

Banking And Financial Institutions Law In A Nutshell 8th


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Author by : William Lovett
Languange Used : en
Release Date : 2014-06-21
Publisher by : West Academic

Authoritative coverage provides a foundation for understanding recent developments in banking and financial institutions. This Nutshell title covers subjects such as increased competition, deregulatio

Corporate Finance In A Nutshell


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Author by : Jeffrey Haas
Languange Used : en
Release Date : 2015-09-05
Publisher by : West Academic

This up-to-date and comprehensive title covers the entire field of corporate finance, including the recent changes stemming from the Dodd-Frank Act. In addition to discussing accounting and valuation

Securities Litigation And Enforcement In A Nutshell


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Author by : Donna Nagy
Languange Used : en
Release Date : 2016-06-24
Publisher by : West Academic

The new Securities Litigation and Enforcement Nutshell focuses on an area of law that burgeoned more than a decade ago after the accounting and corporate governance scandals at Enron, WorldCom, and ot

The Law Of Securities Regulation


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Author by : Thomas Hazen
Languange Used : en
Release Date : 2016-10-28
Publisher by : West Academic

Revised to reflect the SEC’s the Dodd-Frank and JOBS Acts as well as recent Supreme Court and other case law developments, this Hornbook is totally up to date. It is a comprehensive secondary source

Real Property In A Nutshell


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Author by : Roger Bernhardt
Languange Used : en
Release Date : 2015-11-20
Publisher by : West Academic

This concise work discusses most rules covered in real property casebooks. The text is divided into three sections. Part One provides an overview of property interests by covering lost v. mislaid v. a

Principles Of Securities Regulation Revised


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Author by : Thomas Hazen
Languange Used : en
Release Date : 2017-03-04
Publisher by : West Academic

This title includes the most recent developments in securities regulation in an accessible format, including the JOBS Act. Authoritative coverage includes the registration process; exemptions; corpora